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Compliance Specialist

CWSLAI MAIN OFFICE

CWSLAI Bldg., Bayani Road corner A. Luna Avenue, Fort Bonifacio, Taguig City

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Qualifications/Requirements

• Graduate of Bachelor’s Degree (Preferably a Business Course, Accountancy, or Banking-Finance-related or its equivalent

• Preferably CPA or CIA or Lawyer or other certification on related field.

• Combined five (5) years’ experience on the same job earned from a reputable firm of related business.

 

Job Description and Responsibilities:

• Formulates methodologies to improve and avoid/mitigate identified compliance risks and weaknesses noted during the evaluation of the compliance system.

• Assist in the review, assessment and amendment of company policies and procedures.

• Monitors new issuances from regulatory agencies and conducts study/research on its proper implementation.

• Prepares the quarterly Compliance Report to be submitted and reported to the Audit and Compliance Committee.

• Reviews the reports on CTRs/STRs for submission to AMLC.

• Conducts orientation and training to CWSLAI Personnel on AMLA and other operational compliances.

• Performs compliance testing of policies and procedures being implemented by the Association and report results thereof.

• Assist the Compliance Officer in the formulation of compliance policies and guidelines relating to laws, rules, and regulations and ensure adherence of Officers and Staff to these policies & procedures. 

• Exercise such powers as may be delegated to her and perform such other duties incident to her office and delegate such functions and duties as she may deem fit and proper to qualified staff.

• Oversee and monitor all activities of Compliance Staff

• Ensure continuous upgrading of knowledge & skills and career development of Compliance Staff.

• Performs other tasks as directed by the Management.

 

 

 

Data analyst

CWSLAI MAIN OFFICE

CWSLAI Bldg., Bayani Road corner A. Luna Avenue, Fort Bonifacio, Taguig City

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Qualifications/Requirements

• Bachelor’s degree in mathematics, Computer Science, Economics or other related discpline.

• Preferably with certification in data analytics or other related certifications that would substantiate competence to handle the position.

• One (1) year of work experience as data analyst or other similar post.

• Preferably with experience in financial services.

• Proficient in Microsoft Office suite and computerized accounting systems. 

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Job Description and Responsibilities:

• Use automated tools to extract data from primary and secondary sources;

• Use statistical tools to identify, analyze, and interpret patterns and trends in complex data sets that could be helpful for the predictions and forecasts;

• Work with the programmer in developing a computerized system for Expected Credit Loss calculations in accordance with PFRS 9;

• Work with the programmer and department heads to identify process improvement opportunities, propose system modifications, and devise data governance strategies;

• Coordinate and help other departments for data analysis requirements;

• Interpret and provide report to the Risk Management Officer on the outcome of statistical data analysis;

• Coordinate with Risk Analyst and Risk Management Specialist for data analysis of key risks and report to the Risk Management Officer any significant increase in risk severity or exposure;

• Assist in the review, assessment and amendment of company policies and procedures;

• Recommend the conduct of needed training courses;

• Set up an effective appraisal system for regular evaluation of staff performance;

• Oversee, monitor all activities to improve performance of personnel;

• Ensure continuous upgrading of knowledge & skills and career development of personnel;

• Performs other duties that maybe assigned form time to time.

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